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<p>[QUOTE=&quot;IBetASilverDollar, post: 2953817, member: 85251&quot;]I had my series 7 license for 4 years.&nbsp; Any transaction we made on behalf of a client had to be justifiable.&nbsp; If something got flagged I had to sit in with our compliance officer and explain why the transaction was justified.&nbsp; If someone got caught churning an account...see ya later.</p><p><br /></p><p>Many brokers are good salespeople however, they can churn and churn and churn and get permission to do so because their clients think they&#039;re looking out for them and being strategic.[/QUOTE]</p><p><br /></p>

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