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<p>[QUOTE=&quot;charley, post: 8396207, member: 5372&quot;]I will put my toe in the water.</p><p><br /></p><p>The OP is presenting a scenario that may....may....be actionable, due to ETF Funds manipulated by the Fiduciary responsible, while a financial instrument is in the possession of the Fiduciary, and that when more than one Fiduciary &#039;agree&#039; to &#039;relent&#039; responsibility upon receipt of a valid enquiry, it may be a Title 18 Fraud/Conspiracy violation.</p><p><br /></p><p>Given the facts presented by the OP, a quicker path to resolution, and referral under Title 18, would first be a Class Action filing.</p><p><br /></p><p>I think this is what the OP is conveying. The OP is also questioning the SEC lack of coordination with the AG of known complaints, which is a violation of the SEC Rules.</p><p><br /></p><p>I am sure the OP has also considered 418 and 432. Frankly, he could be right.</p><p><br /></p><p>Truth in editing: changed &#039;p&#039; to&#039;P&#039;.[/QUOTE]</p><p><br /></p>

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